National Regulatory Bodies

• Canadian Securities Administrators
  • Contact information for all Provincial Securities Commissions is available at the above website.
• Joint Forum of Financial Market Regulators
• Provincial-Territorial Securities Initiative

Provincial and Territorial Regulatory Bodies

• Alberta Securities Commission
• British Columbia Securities Commission
• Financial and Consumer Affairs Authority of Saskatchewan
• The Manitoba Securities Commission
• Financial and Consumer Services Commission (New Brunswick)
• Service Newfoundland & Labrador, Office of the Superintendent of Securities
• Office of the Superintendent of Securities, Legal Registries, Department of Justice, Government of the Northwest Territories
• Nova Scotia Securities Commission
• Office of the Superintendent of Securities for Nunavut
• Ontario Securities Commission
• Prince Edward Island Office of the Superintendent of Securities
• Quebec: l’Autorité des marchés financiers
• Office of the Yukon Superintendent of Securities

Return to “Who oversees the investment funds industry?”